Higley Financial Team 401(k) Consulting

Higley Financial LLC. provides corporate retirement plan consulting services.  Our team has earned professional retirement plan designations through industry leading organizations. This is key to our clients given the Government regulatory agencies such as the DOL - Department of Labor and SEC - Securities Exchange Commission enacting numerous changes to the oversight requirement process.  These changes have a direct impact on plan service providers, trustees and participants.  Plan trustees of 401(k), 403(b), profit sharing, pension, defined benefit, cash balance along with other plan designs need to be certain their entity's retirement plans are current with these new rules.  Higley Financial, LLC can help assess your plan using our 5-point review process and we work in partnership with industry experts, resources and professional organizations such as:

Envestnet Retirement Solutions

Complete retirement practice suite focused on advisors and financial institutions who seek to deliver excellence in plan outcomes for retirement plan sponsors and their participants. By combining digital advice technology and investments with Envestnet's retirement data hub, we are empowered to achieve and deliver transparent advice. Learn more @ https://envestnetrs.com 

BNY Pershing Retirement Plan Network

An open-architecture platform to serve and custody retirement plans and be fully integrated with Pershing's NetX360® technology platform. Retirement Plan Network is a one-stop access to a wide range of leading edge retirement tools and solutions. Learn more @ BNYRPN

RPAG – Retirement Plan Advisory Group

RPAG Member firms have access to premier technology, practice management, training and resources to support us as a retirement plan advisor. Learn more @ RPAG


AIF - Accredited Investment Fiduciary is a designation earned through Fi360 which is a training program that empowers investment professionals with the fiduciary knowledge and tools they need to serve their clients' best interests.  Advisors who earn the AIF® Designation demonstrate added value by going through the accreditation process which introduces the fundamentals of fiduciary responsibility, organizing a client engagement for success, formalizing an investment strategy, implementing the investment strategy and conducting due diligence and monitoring of investment results, fees and providers. Annual continuing education is required.  Learn more @ www.fi360.com

National Association of Plan Advisors – NAPA

CPFA - Certified Plan Fiduciary Advisor is a designation earned through NAPA - National Association of Plan Advisors, an affiliate organization of the American Retirement Association.  NAPA is a leader for positive change in the retirement industry with a core purpose to enhance retirement security in America.  Membership offers three valuable benefits: advocacy, business intelligence, and networking – all designed to keep plan advisors in the forefront of the industry and help clients succeed.  Annual continuing education is required.  Learn more @ NAPA.

The College of Financial Planning

CRPC - Chartered Retirement Planning Counselor is a designation earned through The College of Financial Planning which is an institution of higher education accredited by the Higher Learning Commission and is a member of the North Central Association. The College for Financial Planning awards the CRPC® designation to students who successfully complete the program; pass the final examination; and annually comply with the Code of Ethics, which includes agreeing to abide by the Standards of Professional Conduct and Terms and Conditions. Annual continuing education is required. Learn more @ www.cffp.edu.

Phone 503-747-8601